Protecting you from regulatory risk.
Enabling your focus on investing and business building.
Protecting you from regulatory risk enabling your focus on investing and business building.
Chenery Compliance Group is an independent institutional quality boutique that delivers customized regulatory compliance outsource solutions and Chief Compliance Officer services for institutional and wealth investment managers, private fund managers, registered funds and CFTC/NFA members.
The volume, velocity, and complexity of SEC compliance regulations, coupled with accelerated investment industry challenges, can be overwhelming.
We help protect our clients from regulatory risk so they can focus on investing and business building.
How are we different?
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Independent Boutique
We are fiercely independent. We exist solely for our clients and our consultants. We know that when we serve them both well, we earn new clients and achieve growth through referrals.
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High Touch
We are hands-on and high touch. We limit our CCOs to <4 designated CCO engagements. We deploy a minimum of two Team members and a dedicated functional support Team on each engagement. Effectively, we are your compliance department.
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Expert Team
A seasoned understanding of your business is critical. Our client-facing Team members each have >10 years of investment operations and regulatory compliance experience, both in-house at investment advisers, and for compliance consultancies.
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Forward-Looking
We’ve created a client engagement model that enables our CCOs to be embedded in your business, while also delivering proactive regulatory insight and action. We stay ahead of the SEC’s rulemaking to protect you and your business from regulatory risk.
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Proprietary Advisory Lifecycle
We deploy our Regulatory Compliance Lifecycle, a rigorous and proprietary compliance calendar workflow, powered by tasks and a schedule to ensure thorough, systematic and dependable execution.
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Technology Platform
We customize and implement a specialized compliance software built for investment advisers. It streamlines critical workflow in the compliance calendar and automates your Code of Ethics administration.
Experience Matters.
Our client facing leaders are seasoned by a mix of >10 years each of regulatory compliance, investment operations, and legal experience. We’ve worked in-house as well as for regulatory consultants. Our diligent hiring, ongoing training, supportive teams and rigorous proprietary process enable our engagement leaders to be truly forward-looking and consultative for you.
Our Experts
We are keen to the importance of compliant activities that are balanced with your business objectives.
Chenery Compliance Group is your ‘insourced’ compliance department, continuously enabling your peace of mind.
