Our Seasoned Experts
Founders
Thomas C. De Cain
Co-Founding Partner
215.275.5505, Mobile
484.367.3610, Office
tdecain@chenerycompliance.com
Stefanie J. Little
Co-Founding Partner
443.207.2492, Mobile
slittle@chenerycompliance.com
Experienced Team
Two compliance professionals are dedicated to each client engagement.
Each team member has > 10 years of operational and compliance experience, both in-house at an adviser and as an SEC regulatory consultant.
Managing Directors, CCOs (3 FTE)
+60 years of collective experience
Have held CCO, COO and GC roles
Directors, Compliance Officers (3 FTE)
+35 years of collective experience across RIAs, private funds and mutual funds
Compliance Associates (4 FTE)
Range of experience in RIA compliance, fund operations, and risk management
Support Team (5 FTE)
