Our Seasoned Experts
Founders
Thomas C. De Cain
Co-Founding Partner
215.275.5505, Mobile
484.367.3610, Office
tdecain@chenerycompliance.com
Stefanie J. Little
Co-Founding Partner
443.207.2492, Mobile
slittle@chenerycompliance.com
Experienced Team
Two compliance professionals are dedicated to each client engagement.
Each client-facing Team leader has > 20 years of operational and compliance experience, both in-house at an adviser and as an SEC regulatory consultant.
Managing Directors, CCOs (3 Team Members)
+60 years of collective experience across RIAs, RICs and private funds
Former CCOs, COOs and General Counsels
Directors, Compliance Officers (3 Team Members)
+35 years of collective experience across RIAs, RICs and private funds
Compliance Associates (4 Team Members)
Range of experience in RIA and RIC compliance, fund operations, and risk management