Registered Investment Companies
| Services | Pilot |
|---|---|
| Named Chief Compliance Officer | ✔ |
| General Consulting | Unlimited |
| Maintenance of the Trust’s Compliance Manual | ✔ |
| Compliance Calendar Maintenance | ✔ |
| Quarterly Board Meetings | ✔ |
| Annual 38a-1 Testing and Reporting | ✔ |
| Oversee 38a-1 Remediation Plan | ✔ |
| Risk Assessment | ✔ |
| Adviser and Sub-Adviser Oversight and Due Diligence | ✔ |
| Code of Ethics Administration | ✔ |
| Compliance Oversight of Service Providers | ✔ |
| Conduct Annual Board Education | ✔ |
| AML Officer Oversight | ✔ |